Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Alcatel-Lucent Alcatel-Lucent 1830 Photonic Service Switch (PSS) Highly Secure Configurations for Encrypted Transport PSS-32 PSS-16 PSS-4 FW Version: 1.3.1 HW Versions: PSS-32 ­ Chassis (WOMNW00ERB / 8DG59319AA 02), EC PSS- 16/PSS-32 (8DG59241AD); 11QPEN4 (8DG61458AA); Filler Card (8DG-59418-AA) PSS-16 ­ Chassis (WOM3P00CRC / 8DG59859AA 03), EC PSS- 16/PSS-32 (8DG59241AD); 11QPEN4 (8DG61458AA); Filler Card (8DG-59418-AA) PSS-4 ­ Chassis (WOCUATAUAB / 3KC12841AA 02), EC PSS-4 (3KC- 12828-ABAC); 11QPEN4 (8DG61458AA); Filler Card (8DG-59418-AA) FIPS 140-2 Non-Proprietary Security Policy FIPS Security Level: 2 Document Version: 1.03 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 1 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Table of Contents 1. ...... INTRODUCTION........................................................................................................... 4 1.1 Purpose .............................................................................................................................. 4 1.2 Versions tested.................................................................................................................. 4 1.2.1 1830 PSS-32 Version tested.............................................................................. 7 1.2.2 1830 PSS-16 Version tested.............................................................................. 9 1.2.3 1830 PSS-4 Version tested.............................................................................. 10 2. ...... 1830 PSS CRYPTOGRAPHIC MODULE OVERVIEW................................................ 11 2.1 Required External Components .................................................................................... 12 2.2 Cryptographic Module Specification............................................................................. 12 2.3 1830 Cryptographic Module Ports and Interface ......................................................... 13 2.3.1 PSS-32 Interfaces ............................................................................................ 13 2.3.2 PSS-16 Interfaces ............................................................................................ 14 2.3.3 PSS-4 Interfaces .............................................................................................. 14 2.3.4 Equipment Controller PSS-16 and PSS-32 .................................................... 15 2.3.5 11QPEN4 16 2.4 Roles, Services, and Authentication ............................................................................. 16 2.4.1 Cryptographic Officer Role (Admin) .............................................................. 17 2.4.2 User Role .......................................................................................................... 18 2.4.3 Authentication .................................................................................................. 19 2.5 Physical security ............................................................................................................. 20 2.6 Operational Environment ............................................................................................... 24 2.7 Cryptographic Key Management ................................................................................... 25 2.8 Self-Tests ......................................................................................................................... 27 2.9 Mitigation of Other Attacks Policy................................................................................. 28 3. ...... CONFIGURING THE 1830 PSS FOR SECURE OPERATION .................................... 29 3.1 FIPS mode of operation .................................................................................................. 29 3.1.1 Configuring the 1830 PSS for FIPS operation .............................................. 29 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 2 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 3.1.2 Intrusion attempt handling ............................................................................. 36 3.1.3 Encryption ........................................................................................................ 37 3.1.4 Displaying FIPS mode and state .................................................................... 37 3.1.5 Error States ...................................................................................................... 39 3.2 Initialization of encryption keys ..................................................................................... 39 3.3 Crypto Officer and User Guidance ................................................................................ 40 3.3.1 Authentication modes ..................................................................................... 40 3.3.2 Backups and restores ..................................................................................... 40 4. ...... ABBREVIATIONS, TERMINOLOGY AND REFERENCES......................................... 40 4.1 Abbreviations .................................................................................................................. 40 4.2 Terminology ..................................................................................................................... 41 4.3 References ....................................................................................................................... 41 5. ...... APPENDIX A- PROCEDURES CONSISTENT WITH FEDERAL INFORMATION PROCESSING STANDARDS (FIPS) USER GUIDE AND LOGBOOK 8DG-61258-GAAA-TSZZA ISSUE 1 OCTOBER 2014 ......................................................................................................... 42 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 3 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 1. Introduction This document describes the rules for use of highly secure Alcatel-Lucent 1830 PSS configurations using 11QPEN4 card for high speed encryption transport when used in accordance with FIPS 140-2 level 2 requirements. Please see reference section for a full list of the FIPS 140-2 requirements. This policy was prepared as part of the Level 2 FIPS 140-2 validation of the module. The 1830 PSS is a scalable, next-generation Dense Wave Division Multipexer (DWDM) platform that supports data center aggregation for Ethernet, Fiber Channel (FC) and other protocols. Multiprotocol services can then be dynamically and flexibly transported over metro and long-haul spans, using Tunable and Reconfigurable Optical Add-Drop Multiplexers (T-ROADMs) for optical wavelengths. The 1830 PSS enables transparent L2 Ethernet or FC and L3 IP services over the optical link. The 11QPEN4 is a full height, single-slot standalone card providing transport level encryption for interconnecting datacenters via optical fiber. The card supports OTU-2 line encryption with AES256 that can be used to provide encryption of one or more pluggable client ports including 10 GE, OTU-2, 8G and 10G Fiber Channel client signals. 1.1 Purpose This document covers the secure operation of the 1830 PSS-32 and 1830 PSS-16 and 1830 PSS-4 Series including initialization, roles, and responsibilities of operating the product in a secure, FIPS 140-2 compliant manner. 1.2 Versions tested The 1830 PSS products are very flexible and various circuit cards can be used in the slots provided by the PSS-4, PSS-16 and PSS-32 chassis. A subset of circuit packs supported is shown in Table 1a. For a complete set of circuit packs supported, please reference to the Alcatel-Lucent 1830 Photonic Service Switch Release 7.0 Product Information and Planning Guide. The set of circuit packs that were present in the validated configurations for FIPS approved mode are designated with an asterisk(*) in this same table. Power filters marked with "+" were not physically tested with the configuration but have been design analyzed to match the power filters that were physically present during the test. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 4 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Table 1a ­ List of Circuit Packs Circuit Card PSS- PSS- PSS- Acronym Description 4 16 32 EC* Equipment Controller - 16G flashcard N/A Y Y E4EC* ED4 Equipment Controller Y N/A N/A 11STAR1 11G Single Port Tunable AnyRate (1 client) Y Y Y 11STAR1A 11G Single Port Tunable AnyRate (1 client) -Yahara Y Y Y based 11STGE12 11G Single Port Tunable GBE Mux (12 clients) Y Y Y 11DPE12 11G Dual Port Tunable GBE Mux (12 clients) Y Y Y 11DPE12E 11G Dual Port Pluggable GBE Mux (12 client) - Y Y Y enhanced (SyncE, Eth OAM) 11DPE12A 11G Dual Port Pluggable GBE Mux (12 client) - ENH2 Y Y Y 11DPM12 11G Dual Pluggable 12-anyrate Mux OT Y Y Y 11QPA4 11G, Quad Port Any rate, 4 client Y Y Y 11QPA4A 11G, Quad Port Any rate HARDENED, 4 client Y Y Y 11QPEN4* 11G Quad Port Pluggable SAN Encryption (card with Y Y Y kit) 11QPE24 Quad 11G/10GE + 24xGE/FE Interface Board Y Y Y 11STMM10 11G Single Port Tunable Multirate Mux Y Y Y (10 universal clients) 4DPA4 MSC - 4G Dual Port Pluggable AnyRate Y Y Y (4 clients) 4DPA2 MSC - 4G Dual Port Pluggable AnyRate Y Y Y (2 clients) 43STX4 40G Single Port Tunable MUX (4 clients) N/A Y Y 43STX4P 40G Single Port Tunable MUX (4 clients, N/A Y Y C-band, PDPSK) 43SCX4 40G Single Port Tunable Mux Coherent N/A Y Y (4 clients) 43SCX4E 40G Single Port Tunable Mux Coherent N/A Y Y (4 client), 2 slot 43STA1P 40G Single Port Tunable AnyRate (1 N/A Y Y client, PDPSK) 43STA1PB 40G Single Port Tunable Anyrate C-Band N/A Y Y PDPSK Enhanced 43SCA1 40G Single Port Tunable Anyrate N/A Y Y Coherent 1-client A/D 43SCGE1 40GbE SPT Coherent A/D (client CFP) N/A Y Y 43SCUP 43G Single Port Tunable Coherent N/A Y Y Uplink 112SCX10 112SCX10 100G Mux, 10CL, Coherent N/A Y Y 112SNX10 112SNX10 100G Mux, 10CL, ER N/A Y Y Coherent 112SCA1 112SCA1 100G A/D, 1 CL, Coherent N/A Y Y 112SNA1 112SNA1 100G, A/D 1CL, ER Coherent N/A Y Y 112PDM11 112PDM11 100G Mux, 11CL, ODB N/A Y Y Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 5 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 130SCX10 130SCX10 100G Mux, 10CL, SDFEC Coherent N/A Y Y PFDC20+ PSS-32 DC Power Filter (20A) - PSS-32 N/A N/A Y PFDC20+ PSS-32 DC Power Filter (20A) - N/A N/A Y w/voltage monitoring PFDC30+ PSS-32 DC Power Filter (30A) - PSS-32 N/A N/A Y PFDC30+ PSS-32 DC Power Filter (30A) - N/A N/A Y w/voltage monitoring PFDC50+ PSS-32 DC Power Filter (50A) - PSS-32 N/A N/A Y PFDC50* PSS-32 DC Power Filter (50A) - N/A N/A Y w/voltage monitoring PFDC60+ PSS-32 DC Power Filter (60A) - PSS-32 N/A N/A Y PFDC60+ PSS-32 DC Power Filter (60A) - N/A N/A Y w/voltage monitoring PFDC70+ PSS-32 DC Power Filter (70A) - PSS-32 N/A N/A Y PFDC70+ PSS-32 DC Power Filter (70A) - N/A N/A Y w/voltage monitoring PFDC20K* PSS-16 DC Power Filter (20A) - PSS-32 N/A Y N/A PFDC20K+ PSS-16 DC Power Filter (20A) - N/A Y N/A w/voltage monitoring PFDC35K+ PSS-16 DC Power Filter (35A) - PSS-32 N/A Y N/A PFDC35K+ PSS-16 DC Power Filter (35A) - N/A Y N/A w/voltage monitoring E4PFDCAK+ ED 4 POWER FILTER(-48 VDC) with WT-HARDENED Y N/A N/A (with WT clock sub card) E4PFDCAK* ED 4 POWER FILTER(-48 VDC) with WT EM- Y N/A N/A HARDENED (WT clock on PF mother card) E4PFDCBK+ ED 4 POWER FILTER (+/-24 VDC) with WT- Y N/A N/A HARDENED E4PFACK+ ED 4 POWER FILTER (AC) with WT-HARDENED Y N/A N/A Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 6 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 1.2.1 1830 PSS-32 Version tested The module tested is shown in Figure 1b and consists of the items described in Table 1b. Figure 1b ­ 1830 PSS-32 Module Version Tested Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 7 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Table 1b ­ 1830 PSS-32 Module Version Tested Subcomponent Description Label in figure EC PSS-16/PSS-32 Equipment Controller (8DG59241AD) 19, 20 11QPEN4 Encryption card (8DG61458AA) 15 10G MR XFP Line XFP, 1310nm, medium reach, OTU2 10GBASE-SR XFP Client XFP short reach, 850nm, 10 GE 1AB396080001 fVOA X8FCLC-L XFP I-64.1/8.5GFC IT (8G FC XFP SM) X8FCSN-I 8G FC XFP MM XL-64TU XFP DWDM Tunable CT (50GHz 10G XFP) PF (-48V DC) PSS-32, 20A Power Supply 1, 18 8DG-59319-AAAB CO shelf (part of FIPS KIT: 8DG-62677- AAAA) 8DG-59240-ABAA PSS-32 User Panel (part of FIPS KIT: 8DG- 22 62677-AAAA) 8DG-6509-AAAA Security Label Kit (part of FIPS KIT: 8DG- 62677-AAAA) 8DG-61258-GAAA-TSZZA Security Manual 8DG-59418-AA Card Fillers 2-14, 16, 17 8DG-59243-ABAA High Capacity Fan (part of FIPS KIT: 8DG- 21 62677-AAAA) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 8 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 1.2.2 1830 PSS-16 Version tested The module tested is shown in Figure 1c and consists of the items described in Table 1c. Figure 1c­ 1830 PSS-16 Module Version Tested Table 1c ­ 1830 PSS-16 Module Version Tested Subcomponent Description Label in Figure EC PSS-16/PSS-32 Equipment Controller (8DG59241AD) 4, 5 11QPEN4 Encryption card (8DG61458AA) 12 10G MR XFP Line XFP, 1310nm, medium reach, OTU2 10GBASE-SR XFP Client XFP short reach, 850nm, 10 GE 1AB396080001 fVOA X8FCLC-L XFP I-64.1/8.5GFC IT (8G FC XFP SM) X8FCSN-I 8G FC XFP MM XL-64TU XFP DWDM Tunable CT (50GHz 10G XFP) PF (-48V DC) PSS-16, 20A Power Supply 2, 3 8DG-59859-AAAC PSS-16 shelf (part of FIPS KIT: 8DG-62678- AAAA) 8DG-60094-AAAA PSS-16 User Panel (part of FIPS KIT: 8DG- 13 62678-AAAA) 8DG-6509-AAAA Security Label Kit (part of FIPS KIT: 8DG- 62678-AAAA) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 9 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 8DG-61258-GAAA-TSZZA Security Manual (part of FIPS KIT: 8DG-62678- AAAA) 8DG-59418-AA Card Fillers 6, 7, 8, 9, 10, 11 8DG-59912-AAAA PSS16 Fan Tray (part of FIPS KIT: 8DG- 1 62678-AAAA) 1.2.3 1830 PSS-4 Version tested The module tested is shown in Figure 1d and consists of the items described in Table 1d. Figure 1d ­ 1830 PSS-4 Module Version Tested Table 1d ­ 1830 PSS-4 Module Version Tested Subcomponent Description Label in Figure EC PSS-4 EC4EC (3KC-12828-ABAC) 6 11QPEN4 Encryption card (8DG61458AA) 4 10G MR XFP Line XFP, 1310nm, medium reach, OTU2 10GBASE-SR XFP Client XFP short reach, 850nm, 10 GE 1AB396080001 fVOA ­ fast Variable Optical Attenuator X8FCLC-L XFP I-64.1/8.5GFC IT (8G FC XFP SM) X8FCSN-I 8G FC XFP MM XL-64TU XFP DWDM Tunable CT (50GHz 10G XFP) 3KC-13453-AAAA) Shelf Kit for FIPS 1, 2, 3, 8 3KC-13452-AAAA PSS-4 FIPS Kit (Bracket and Air Baffle) 8DG-6509-AAAA Security Label Kit (part of FIPS Kit: 3KC-13453- AAAA) 8DG-61258-GAAA-TSZZA Security Manual (part of FIPS Kit: 3KC-13453- AAAA) 8DG-59418-AA Full Slot Card Fillers (part of FIPS Kit: 3KC-13453- 5 AAAA) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 10 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2. 1830 PSS Cryptographic Module Overview FIPS Configurations of 1830 PSS must meet stringent Physical, Logical and Operational requirements that are more restrictive than typical telecom or data center deployments. While the generalized use of 1830 PSS may normally include many different multi-shelf configurations with many different circuit pack types, the FIPS approved configurations of 1830 PSS consist of physically secured single shelf entities equipped with equipment controller cards and 11QPEN4 cards. The cryptographic module of Alcatel-Lucent Optical Encryption Solution is based on the encryption card 11QPEN4 installed on a single shelf version of a 1830 PSS with an Equipment Controller (EC). The cryptographic module consists of both hardware and software. Data Service interface Encrypted OTU-2 link (x4 per 11QPEN4) Data Service interface (10GE/10GFC/OTU2) (10GE/10GFC/OTU2) AES-256 Optical Fibre AES-256 1830 PSS FPGA FPGA 1830 PSS EC EC 11QPEN4 11QPEN4 EC-uBCM EC-uBCM Key Repository Key Repository cryptographic boundary cryptographic boundary NM-NE KM-NE KM-NE NM-NE interfaces interface interfaces interface External KM External NM Figure 1- Network Configuration of 1830 PSS-32/16/4 The cryptographic modules are intended to be deployed at both ends of a transmit/receive pair of external optical fibers between two data centers to provide encryption of 10GE, 8G/10GFC and OTU2 client traffic while in flight between data centers. Each 11QPEN4 can be provisioned for up to 4 clients, each using its own facility optical fiber pair. The facility optical interfaces of the cryptographic module are normally equipped with DWDM XFPs so that they can be optically multiplexed by separate multi-shelf 1830 PSS system in order to minimize the number of actual fibers required between the two data center. These multi-shelf PSS systems are considered outside the boundary of the cryptographic module. This demarcation focuses the responsibility of the crypto officer functions (both for physical evidence and system logging) to the fewest number of shelves and components. The only "data" interfaces are the optical fiber interfaces on the faceplate of 11QPEN4 circuit packs. The NM-NE and KM-NE use the OAMP control/status interface to the module and use an encrypted AES256/SHA1 SNMPv3 link to ensure information is secure. The Key Manager (KM) is an operations system for managing encryption keys and security monitoring/logging of the services transmitted between cryptographic modules. The Photonic Manager (PhM) is an operations system for provisioning and monitoring parameters that are not Critical Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 11 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Security Parameters(CSPs). (The PhM is also typically the operations system used by the multi-shelf PSS) The KM and the PhM are not part of the cryptographic module. The PSS-32/PSS-16/PSS-4 shelves are a multiple-chip standalone cryptographic modules. 2.1 Required External Components The cryptographic module requires the following external hardware and software in a datacenter or NOC environment. Datacenter Environment Required Purpose SNMP Server Yes The SNMP server is a device that provides SNMPv3 functions with AuthPriv SHA1 authentication and AES256 encryption for the NM and KM. In this context a third party or an Alcatel- Lucent management product can be used. Table 2: Required External Components 2.2 Cryptographic Module Specification The cryptographic module meets the overall requirements applicable to Level 2 security of FIPS 140-2. Section Section Title Security Level 1 Cryptographic Module Specification 2 2 Cryptographic Module Ports and 2 Interfaces 3 Roles, Services, and Authentication 3 4 Finite State Model 2 5 Physical Security 2 6 Operational Environment N/A 7 Cryptographic Key Management 2 8 EMI/EMC 2 9 Self-Tests 2 10 Design Assurance 2 11 Mitigation of Other Attacks N/A Table 3 - Security Level Per FIPS 140-2 Section All three of the PSS-32/PSS-16/PSS-4 platforms are hardware modules with multi-chip standalone embodiments. They are validated at overall Level 2 with section 3 validated at level 3. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 12 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2.3 1830 Cryptographic Module Ports and Interface FIPS 140-2 defines four logical interfaces: · Data Input · Data Output · Control Input · Status Output The only "data" interfaces that have encryption are the 11QPEN4. The OAMP is the primary status/control interface with encryption. The module features the following physical ports and LEDs: Each PSS-32/PSS-16/PSS 4 has slightly different interfaces and will be detailed below. 2.3.1 PSS-32 Interfaces Table 4- FIPS 140-2 Logical Interface mapping for 1830 PSS-32 Panel Physical Ports Quantity FIPS 140-2 Interface User Panel (1) ­ See Figure 2 below OAMP 1 Control Input ­ Status Output Craft(USB) 1 Control Input ­ Status Output Craft(DB-9) 1 Control Input ­ Status Output 11QPEN4 Encryption Card (up to 16) ­ See Figure 5 below LEDs 7 Status Output VA 4 Data Input and Data Output Figure 2- PSS-32 User Panel - front view Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 13 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2.3.2 PSS-16 Interfaces Table 5- FIPS 140-2 Logical Interface mapping for 1830 PSS-16 Panel Physical Ports Quantity FIPS 140-2 Interface User Panel (1) ­ See Figure 3 below OAMP 1 Control Input ­ Status Output Craft 1 Control Input ­ Status Output 11QPEN4 Encryption Card (up to 3) ­ See Figure 5 below LEDs 6 Status Output VA 4 Data Input and Data Output Figure 3 - PSS-16 User Panel - front view 2.3.3 PSS-4 Interfaces Table 6- FIPS 140-2 Logical Interface mapping for 1830 PSS-4 Panel Physical Ports Quantity FIPS 140-2 Interface User Panel (1) ­ See Figure 4 below OAM 1 Control Input ­ Status Output Craft/CIT 1 Control Input ­ Status Output 11QPEN4 Encryption Card (up to 1) ­ See Figure 5 LEDs 1 Status Output VA 4 Data Input and Data Output Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 14 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 4 - PSS-4 Shelf - front view and full shelf view and expanded view of E4EC Faceplate 2.3.4 Equipment Controller PSS-16 and PSS-32 Table 7 - FIPS 140-2 Logical Interface Mapping for Equipment Controller Card Physical Ports Quantity FIPS 140-2 Interface CIT 1 Control Input ­ Status Output Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 15 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy AUX 1 Not used in FIPS configuration ES1 1 Not used in FIPS configuration ES2 1 Not used in FIPS configuration 2.3.5 11QPEN4 The 11QPEN4 has four pluggable client interfaces (C1, C2, C3, and C4), four pluggable line interfaces (L1, L2, L3 and L4) and four VOA sockets (VA1, VA2, VA3 and VA4) and a status LED as shown in Figure 5. The client and line interfaces are equipped with XFP transceivers. Each transceiver provides an optical fiber interface for receive and an optical fiber interface for transmit. Each line-client pair (L1-C1, L2-C2, L3-C3, L4-C4) provides an encrypted line port and the associated unencrypted client port. In the transmit direction, unencypted data in the form of Fibre Channel, Ethernet or OTU2 signals enter a client port and are encrypted and then transmitted out the assoicated line port. In the receive direction, encrypted data is received on the Line Port and then decrypted and sent out the associated client port. The VOA sockets provide a means to optically attenuate the Line port signals- (They do not access or modify the content of the line port signals). Figure 5 - 11QPEN4 Encryption card Legend: 1 LEDs "STATUS" 2 "VA1"-"VA4" interfaces 3 "L1"-"L4" interfaces 4 "C1"-"C4" interfaces Note: Table 8 - FIPS 140-2 Logical Interface Mapping for 11QPEN4 Card Physical Ports Quantity FIPS 140-2 Interface L1,L2,L3,L4 8 Data Input ­ Data Output C1,C2,C3,C4 8 Data Input ­ Data Output LEDs 1 Status 2.4 Roles, Services, and Authentication The module supports identity based authentication and that the module supports two roles: 1) Crypto Officer Role which is referred to as `Admin' Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 16 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2) User Role which is referred to as `Crypto' 2.4.1 Cryptographic Officer Role (Admin) The Admin accesses the module via the SNMP and/or the Command Line Interface (CLI). This role provides all services that are necessary for initial installation of the module and management of the module. These services are all Approved services. Table 9 ­ Crypto Officer (Admin) Service Table Service Operator Description Input Output Key\CSP Access (R\W\X) User Account Admin Manage user accounts, password Commands Command User Password ­ W, X Management complexity and user privileges via CLI and Response interface Parameters Change User Admin Change the User password for same Command Command User Password - W Password account via CLI interface Response SNMP Admin Facilitates the user to manage SNMPv3 Command Command User Password ­ X Configuration configurations via CLI interface and Response and Parameters SNMPv3 Authentication Key ­ W Management SNMPv3 Privacy Key - W Commission Admin Commission the module by following the Commands Command None the Module Security Policy guidelines via CLI interface and Response (Invoke FIPS Parameters mode) Perform Self- Admin Perform on-demand Power-up Self Tests Commands Command None tests by power cycling the cryptographic module Response Show Status Admin Allows operator to view status of the Commands Command User Password - X parameters associated with FIPS- and Response Approved mode or not via SNMPv3 and Parameters CLI interfaces Alarms Admin Allows operator to view active alarms via Commands Command User Password - X Monitoring SNMPv3 interfaces and Response Parameters Events Admin Allows the user to view all logged events Commands Command User Password - X Monitoring associated with their permissions via and Response SNMPv3 interfaces Parameters 11QPEN4 Admin Allows the user to provision and configure Commands Command User Password - X Provision the 11QPEN4 cards via SNMPv3 interface and Response Equipment Parameters 11QPEN4 Admin Allows the user to provision and configure Command Command User Password - X Provision the facility information associated with and Response Facility 11QPEN4 cards via SNMPv3 interface Parameters Zeroize Keys Admin Zeroize keys and CSPs over SNMPv3 and Command Command Crypto or User Password - W CLI interfaces and Response Parameters SNMP Crypto (KM) or Admin (PhM) password - W SNMPv3 Proxy Authentication Key - W SNMPv3 Proxy Privacy Key ­ W 11QPEN4 Session Encryption Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 17 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Key - W 11QPEN4 Session KAT Key - W Session Admin Initiate session with another module using Command Command AES key - W initiation AES keys. and Response Parameters 2.4.2 User Role A user is a non-Crypto Officer access to the system. The operator can be categorized based on their privilege: Administrator. A good principle in highly secure systems is restricted access and authentication. The expectation is a well-controlled number of operators would be assigned identity based Admin privileges to 1830 systems operating in FIPS mode. These services are all Approved services. Table 10 ­ User (Crypto) Service Table Operator Service Description Input Output Key\CSP Access (R\W\X) Change Crypto Crypto Change the Crypto password for same Command Command Crypto Password - W Password account Response Perform Self- Crypto Perform on-demand Power-up Self Tests by Remove and Status None tests power cycling the cryptographic module reestablish Response in logs power to module Alarms Crypto Allows users to view active alarms via Commands and Command Crypto Password - X Monitoring SNMPv3 interfaces Parameters Response Events Crypto Allows the user to view all logged events Commands and Command Crypto Password - X Monitoring associated with their permissions via Parameters Response SNMPv3 interfaces 11QPEN4 Line Crypto Allows the crypto user to provision and Commands and Command Crypto Password - X Port WKAT configure the WKAT via SNMPv3 interface Parameters Response Provisioning 11QPEN4 Line Crypto Allows the crypto user to provision and Command and Command Crypto Password - X Port Encryption switch the Encryption Key via SNMPv3 Parameters Response Key Provisioning interface 11QPEN4 Line Crypto Allows the user to provision and configure Command and Command Crypto Password - X Port Encryption the facility information associated with Parameters Response State 11QPEN4 cards via SNMPv3 Provisioning Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 18 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Zeroize Keys Crypto Zeroize keys and CSPs over SNMPv3 Command and Command Crypto or User Password - W interfaces Parameters Response SNMP Crypto (KM) or Admin (PhM) password - W SNMPv3 Proxy Authentication Key - W SNMPv3 Proxy Privacy Key ­ W 11QPEN4 Session Encryption Key - W 11QPEN4 Session KAT Key - W R - indicates Read access W ­ indicates Write access X ­ indicates the CSP is used within a security function or authentication mechanism 2.4.3 Authentication Table 11 ­ Strengths of Authentication Mechanisms Authentication Strength of Mechanism Mechanism Cyrpto Officer Minimum password length is 8 characters. There are 26 lower case plus Admin and 26 upper case plus 10 digits plus 14 special characters for a total of 76 Crypto User characters. The minimum combinations that are possible are: password (CLI) 768 = 1,113,034,787,454,980. After a failed login attempt, the system delays for 2 seconds prior to presenting the next login prompt Therefore, a maximum of 31 attempts can occur in one minute. Therefore, the probability that a random attempt will succeed or a false acceptance will occur in one minute is 1 : 768 possible passwords / ((6 ×109 bits per minute) / 64 bits per password)] 1: 1,113,034,787,454,980 possible passwords / 31 passwords per minute) 1:172,305,160,258 or 1 in 172 billion, which is a smaller probability than 1 in 100,000 as required by FIPS 140-2 Crypto Officer The user login account for crypto user is created by the user manually at Admin and system turn up after the "config admin ui" is set to FIPS. The password Crypto User word can be entered from 12 to 32 characters, upper and lower letter password case and numeric. There are 26 lower case plus 26 upper case plus 10 (SNMP) digits for a total of 62 characters: with a minimum password length of 12, the minimum combinations that are possible are 3.226E+21. The fastest network connection supported by the module is 100 Mbps. Hence at most (100 ×106 × 60 = 6 × 109 =) 6,000,000,000 bits of data can be transmitted in one minute. Therefore, the probability that a random attempt will succeed or a false acceptance will occur in one minute is 1 : 6212 possible passwords / ((6 ×109 bits per minute) / 64 bits per password)] 21 1: 3.226*10 passwords / 93,750,000 passwords per minute) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 19 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 1: 34,413,512,132,244, which is a smaller probability than 1:100,000 as required by FIPS 140-2 2.5 Physical security Overview To operate in FIPS Approved mode the tamper-evident labels shall be installed as shown in Appendix A. Cryptographic boundary The cryptographic boundary of the 1830 PSS shelves is different for each shelf type. For Alcatel-Lucent 1830 PSS-4, the cryptographic boundary configuration is defined as being the outer perimeter of the enclosure. For Alcatel-Lucent 1830 PSS-16, the cryptographic boundary configuration is defined as being the outer perimeter of the enclosure including the front cover. For Alcatel-Lucent 1830 PSS-32, the cryptographic boundary configuration is defined as the outer perimeter of the enclosure including the high-capacity fan unit and front cover. Physical security mechanisms After the shelf has been configured to meet FIPS 140-2 Level 2 requirements, the shelf cannot be accessed without indicating signs of tampering. The multi-chip standalone cryptographic module includes the following physical security mechanisms: Production-grade components and production-grade opaque enclosure with tamper-evident labels. Tamper-evident labels. Refer Procedure 1.2: "Install 11QPEN4" (p. 54) for detailed instructions on tamper-evident label placement. Provision the cryptographic module to operate in a FIPS mode. Refer to Procedure 1: "Provision the shelf for FIPS mode" (p. 47) for detailed instructions. EC cards are installed in EC slots and at least one 11QPEN4 pack is installed in ­ Alcatel-Lucent 1830 PSS-4 slot 7. ­ Alcatel-Lucent 1830 PSS-16 slots 7, and/or 8, and/or 9 ­ Alcatel-Lucent 1830 PSS-32 slots 2­17 all unpopulated slots are equipped with filler cards Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 20 of 63 .................................................................................................................................................................................................................................... Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Tamper-evident labels Tamper-evident labels shall be installed for the module to operate in a FIPS-approved mode of operation. The following graphics illustrate a tamper-evident label. Figure 8, "Tamper-evident label: intact" (p. 21) illustrates a tamper-evident label with no evidence of tampering. Figure 8 Tamper-evident label: intact Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 21 of 63 .................................................................................................................................................................................................................................... Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 9, "Tamper-evident label: broken (normal view)" (p. 22) illustrates a tamper-evident label that shows signs of tampering. Figure 10, "Tamper-evident label: broken (close-up view)" (p. 23) is a magnified view of the broken label. Note the VOID markings on the solid red label. If any portion of the VOID marking is visible, the equipment is showing signs of potential tampering. Figure 9 Tamper-evident label: broken (normal view) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 22 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 10 Tamper-evident label: broken (close-up view) Scan labels The tamper-evident labels each have a unique serial number and a linear barcode. The linear barcodes can be scanned while still on the sheet. If the label is not flat when affixed to the shelf, the barcode may not scan. Inspect labels The Crypto Officer is also responsible for inspecting the tamper-evident labels on the shelves at least every 3 months. If any evidence of tampering is observed on the tamper-evident seals, the module shall be considered to be in a non-compliant state. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 23 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Upon such discovery, the Admin shall decommission the module and return to the vendor. Detailed procedures on affixing labels for PSS-32, PSS-16 and PSS-4 are given in Appendix A. 2.6 Operational Environment The operational environment is non-modifiable. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 24 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2.7 Cryptographic Key Management For an algorithm implementation to be listed on a cryptographic module validation certificate as an Approved security function, the algorithm implementation shall meet all the requirements of FIPS 140-2 and shall successfully complete the cryptographic algorithm validation process. Table 14­ List of FIPS 140-2 Algorithms Certicates for 1830 PSS Alcatel-Lucent Alcatel-Lucent Alcatel-Lucent PSS- PSS-32/16 Crypto-OTU2 Algorithm 4 Crypto-SNMP Crypto-SNMP Engine Engine (EC) Engine (EC) (11QPEN4) AES-256 in CFB128 Mode: CFB128 ( e/d; 256) #2829 #2830 n/a SHS-1 #2370 #2371 n/a CVL (SNMP) #255 #256 n/a AES-256 in CTR mode: CTR ( e; 256) n/a n/a #2828 The module also uses the non-Approved but Allowed MD5 algorithm in the integrity test. The module also uses AES Certificates #2829 and #2830 to perform key wrapping. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 25 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Definition of CSPs Modes of Access Table 15 defines the relationship between access to CSPs and the different module services. Table 15 ­ List of Crypto Keys and CSPs CSP CSP Type Generation Output Storage Zeroization Use /Input SNM P Crypt o Alpha-Numeric Ent ered int o module Never exit s Not st ored- Zeroized when Aut hent icat ion of f icer(Admin) st ring at local console at t he module convert ed t o password is or User init ial provisioning Aut hent icaion updat ed wit h a (Crypt o) and privacy new one password keys SNM Pv3 HM AC SHA-1- generat ed f rom Never exit s St ored wit hin Zeroized when Used t o Crypt o 96 key SNM P t he module module in clear password is aut hent icat e of f icer(Admin) aut hent icat ion t ext in EC f lash updat ed wit h a during or User password and memory new one communicat ion (Crypt o) Proxy localized variables via SNM Pv3 Aut hent icat ion Key SNM Pv3 AES-256 key generat ed f rom Never exit s St ored wit hin Zeroized when Used t o encrypt Crypt o SNM P privacy t he module module in password is during of f icer(Admin) password and cleart ext in EC updat ed wit h a communicat ion or User localized variables f lash memory new one via SNM Pv3 (Crypt o) Proxy Privacy Key 1 QPEN4 1 AES-256 key Import ed across Never exit s St ored in writ e Zeroized on Used t o encrypt Session encrypt ed SNM Pv3 t he module only device module reset and t raf f ic dat a Encrypt ion Key link f rom KM regist ers in key swit ches t o FPGA new keys 1 QPEN4 1 Hexadecimal Import ed across Exit s t he St ored wit hin Zeroized when Used t o Session WKAT Alpha-Numeric encrypt ed SNM Pv3 module in module in plain new st ring is aut hent icat e Aut hent icat ion st ring link f rom KM plaint ext over t ext in EC f lash ent ered or when t raf f ic dat a St ring secured memory and in service is delet ed connect ion SNM Pv3 link FPGA Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 26 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 2.8 Self-Tests The 1830 PSS-32/PSS-16/PSS-4 perform known answer tests and critical functions tests at power up. See table 16-18. Table 16 ­ Power-Up Known Answer Self-Tests PSS-32 Test Description AES Encrypt KAT Encrypt Known answer test for AES-256 CFB-128. AES Decrypt KAT Decrypt Known answer test for AES-256 CFB-128. AES Encrypt FPGA KAT (11QPEN4 cards) Encrypt Known answer test for AES-256 CTR/ECB. AES Decrypt FPGA KAT (11QPEN4 cards) Decrypt Known answer test for AES-256 CTR/ECB. SHA KAT Known answer test for SHA-1 Firmware Integrity Test All the cryptographic firmware modules are contained in rpm files in the compact flash on the EC card and are verified by MD5 checksum during the firmware startup. Table 17 ­ Power-Up Known Answer Self-Tests PSS-16 Test Description AES Encrypt KAT Encrypt Known answer test for AES-256 CFB-128. AES Decrypt KAT Decrypt Known answer test for AES-256 CFB-128. AES Encrypt FPGA KAT (11QPEN4 cards) Encrypt Known answer test for AES-256 CTR/ECB. AES Decrypt FPGA KAT (11QPEN4 cards) Decrypt Known answer test for AES-256 CTR/ECB. SHA KAT Known answer test for SHA-1 Firmware Integrity Test All the cryptographic firmware modules are contained in rpm files in the compact flash on the EC card and are verified by MD5 checksum during the firmware startup Table 18 ­ Power-Up Known Answer Self-Tests PSS-4 Test Description AES Encrypt KAT Encrypt Known answer test for AES-256 CFB-128. AES Decrypt KAT Decrypt Known answer test for AES-256 CFB-128. AES Encrypt FPGA KAT (11QPEN4 cards) Encrypt Known answer test for AES-256 CTR/ECB. AES Decrypt FPGA KAT (11QPEN4 cards) Decrypt Known answer test for AES-256 CTR/ECB. SHA KAT Known answer test for SHA-1 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 27 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Firmware Integrity Test All the cryptographic firmware modules are contained in rpm files in the compact flash on the EC card and are verified by MD5 checksum during the firmware startup 2.9 Mitigation of Other Attacks Policy The module has not been designed to mitigate any specific attacks beyond the scope of FIPS 140-2 requirements. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 28 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 3. Configuring the 1830 PSS for Secure Operation This chapter describes how to configure the 1830 PSS for FIPS mode of operation. 3.1 FIPS mode of operation You shall place the module in FIPS mode with the admin user privilege. To access the system with a admin user privilege, you must log into the CLI through a encrypted connection. Local CLI can be used to display FIPS UI and FIPS-Squelch settings. For PSS-4 only: Install the PSS-4 FIPS Kit (bracket and air baffle)- (Refer to instructions Appendix A ­ Procedure 1) For PSS-16 only: The 1830 PSS-16 module shall be mounted in an ANSI Bay Frame (for example KIT part #: 1AD139370001). All subcomponents (11QPEN4 / filler cards) must be installed in the 1830 PSS shelf before the 1830 PSS is configured to operate in FIPS mode. 3.1.1 Configuring the 1830 PSS for FIPS operation 1. Verify the NE will come up with default values after loading factory load (TID=NE, OAMP IP address=0.0.0.0, Loopback IP address=172.16.1.1) 2. Connect a PC to the NE's CIT port and open WebUI. [WebUI and SSH is only used for initial provisioning from the local CIT port and are disabled in the last steps of initial provisioning.] 3. NE comes up with TID=NE, login using admin/admin 4. User is prompt to change TID or to initialize DB (do not initialize DB at this time). 5. Provision TID. DB invalid alarm will still be present. 6. Setup FTP server on PC and make sure the R7 NE software is already on the PC. 7. Login to NE again and provision the FTP server with the PC FTP server info. 7a For PSS4 only: provision slot to be 11QPEN4 8. Upgrade the NE from factory load to R7 (audit, load, activate). 9. Clear the database (config database clear) ­ DBINVALID should clear 10. Commit the software. 11. Provision Loopback IP address ­ NE reboots 12. Provision OAMP IP address 13. Provision CN default route. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 29 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy # System installation 14. Install 11QPEN4s and Filler cards 15. Bring ES1 and ES2 state Down 16. Generate SSH keys [webUI] . [WebUI and SSH is only used for initial provisioning from the local CIT port and are disabled in the last steps of initial provisioning.] 17. config admin ui mode fips / [WebUI] 18. config general fips-squelching enable / [WebUI] # Disabling service user [CLI] / [WebUI] 19. con admin users serviceAcc disabled # Create snmpv3 users, crypto user 20. Create snmpv3 user(nms) 21. Create snmpv3 crypto user 22. Add to PhM 23. Add to KMT # PASSWORDS # Changing Admin password to FIPS compliant : [webUI] # the "qweQWE123!@#" is an example password 24. qweQWE123!@# # Intrusion attempt handling [webUI] 25. Administration -> Security -> System 26. Maximum Invalid Login Attempts: 5 27. Minimum wait after invalid login: 60 # ACL Filters ## Enable to make change in IP ACL 1. config acl_default snmpConfig enable ## Create BlockSsh 2. config acl_pattern BlockSsh 3. config acl_pattern BlockSsh action block 4. config acl_pattern BlockSsh ipProto TCP 5. config acl_pattern BlockSsh dstPort 22 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 30 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ## Create BlockHttps 6. config acl_pattern BlockHttps 7. config acl_pattern BlockHttps action block 8. config acl_pattern BlockHttps ipProto TCP 9. config acl_pattern BlockHttps dstPort 443 ## Create BlockSsh5122 10. config acl_pattern BlockSsh5122 11. config acl_pattern BlockSsh5122 action block 12. config acl_pattern BlockSsh5122 ipProto TCP 13. config acl_pattern BlockSsh5122 dstPort 5122 ## Create BlockNtp 14. config acl_pattern BlockNtp 15. config acl_pattern BlockNtp action block 16. config acl_pattern BlockNtp ipProto UDP 17. config acl_pattern BlockNtp dstPort 123 ## Create BlockTcp3082 TL1 raw between OCS and NE ucmTL1 18. config acl_pattern BlockTcp3082 19. config acl_pattern BlockTcp3082 action block 20. config acl_pattern BlockTcp3082 ipProto TCP 21. config acl_pattern BlockTcp3082 dstPort 3082 ## Create BlockTcp3083 TL1 telnet 22. config acl_pattern BlockTcp3083 23. config acl_pattern BlockTcp3083 action block 24. config acl_pattern BlockTcp3083 ipProto TCP 25. config acl_pattern BlockTcp3083 dstPort 3083 ## Create dhcp server blocker. request to a dhcp server 26. config acl_pattern BlockUdp67 27. config acl_pattern BlockUdp67 action block 28. config acl_pattern BlockUdp67 ipProto UDP 29. config acl_pattern BlockUdp67 dstPort 67 ## Create Blockudp111 portmapper 30. config acl_pattern BlockUdp111 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 31 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 31. config acl_pattern BlockUdp111 action block 32. config acl_pattern BlockUdp111 ipProto UDP 33. config acl_pattern BlockUdp111 dstPort 111 ## Create BlockTcp111 portmapper 34. config acl_pattern BlockTcp111 35. config acl_pattern BlockTcp111 action block 36. config acl_pattern BlockTcp111 ipProto TCP 37. config acl_pattern BlockTcp111 dstPort 111 ## Create BlockUdp138 Netbios-dgm 38. config acl_pattern BlockUdp138 39. config acl_pattern BlockUdp138 action block 40. config acl_pattern BlockUdp138 ipProto UDP 41. config acl_pattern BlockUdp138 dstPort 138 ## Create BlockTcp513 login,rsh 42. config acl_pattern BlockTcp513 43. config acl_pattern BlockTcp513 action block 44. config acl_pattern BlockTcp513 ipProto TCP 45. config acl_pattern BlockTcp513 dstPort 513 ## Create BlockUdp514 syslog 46. config acl_pattern BlockUdp514 47. config acl_pattern BlockUdp514 action block 48. config acl_pattern BlockUdp514 ipProto UDP 49. config acl_pattern BlockUdp514 dstPort 514 ## Create BlockTcp662 rpc.statd 50. config acl_pattern BlockTcp662 51. config acl_pattern BlockTcp662 action block 52. config acl_pattern BlockTcp662 ipProto TCP 53. config acl_pattern BlockTcp662 dstPort 662 ## Create BlockUdp662 rpc.statd 54. config acl_pattern BlockUdp662 55. config acl_pattern BlockUdp662 action block 56. config acl_pattern BlockUdp662 ipProto UDP Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 32 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 57. config acl_pattern BlockUdp662 dstPort 662 ## Create BlockTcp892 rpc.mount 58. config acl_pattern BlockTcp892 59. config acl_pattern BlockTcp892 action block 60. config acl_pattern BlockTcp892 ipProto TCP 61. config acl_pattern BlockTcp892 dstPort 892 ## Create BlockUdp892 rpc.mount 62. config acl_pattern BlockUdp892 63. config acl_pattern BlockUdp892 action block 64. config acl_pattern BlockUdp892 ipProto UDP 65. config acl_pattern BlockUdp892 dstPort 892 ## Create BlockUdp894 rpc.statd 66. config acl_pattern BlockUdp894 67. config acl_pattern BlockUdp894 action block 68. config acl_pattern BlockUdp894 ipProto UDP 69. config acl_pattern BlockUdp894 dstPort 894 ## Create BlockUdp895 rpc.statd 70. config acl_pattern BlockUdp895 71. config acl_pattern BlockUdp895 action block 72. config acl_pattern BlockUdp895 ipProto UDP 73. config acl_pattern BlockUdp895 dstPort 895 ## Create BlockTcp2049 rpc.nfsd 74. config acl_pattern BlockTcp2049 75. config acl_pattern BlockTcp2049 action block 76. config acl_pattern BlockTcp2049 ipProto TCP 77. config acl_pattern BlockTcp2049 dstPort 2049 ## Create BlockUdp2049 nfs 78. config acl_pattern BlockUdp2049 79. config acl_pattern BlockUdp2049 action block 80. config acl_pattern BlockUdp2049 ipProto UDP 81. config acl_pattern BlockUdp2049 dstPort 2049 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 33 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ## Create BlockTcp2607 ospfd api 82. config acl_pattern BlockTcp2607 83. config acl_pattern BlockTcp2607 action block 84. config acl_pattern BlockTcp2607 ipProto TCP 85. config acl_pattern BlockTcp2607 dstPort 2607 ## Create BlockUdp3084 TL1 multicast 86. config acl_pattern BlockUdp3084 87. config acl_pattern BlockUdp3084 action block 88. config acl_pattern BlockUdp3084 ipProto UDP 89. config acl_pattern BlockUdp3084 dstPort 3084 ## Create BlockTcp7000 epic telnet 90. config acl_pattern BlockTcp7000 91. config acl_pattern BlockTcp7000 action block 92. config acl_pattern BlockTcp7000 ipProto TCP 93. config acl_pattern BlockTcp7000 dstPort 7000 ## Create BlockTcp7162 epic TCP port 94. config acl_pattern BlockTcp7162 95. config acl_pattern BlockTcp7162 action block 96. config acl_pattern BlockTcp7162 ipProto TCP 97. config acl_pattern BlockTcp7162 dstPort 7162 ## Create BlockTcp11222 sntp but no executable associated 98. config acl_pattern BlockTcp11222 99. config acl_pattern BlockTcp11222 action block 100. config acl_pattern BlockTcp11222 ipProto TCP 101. config acl_pattern BlockTcp11222 dstPort 11222 ## Create BlockUdp50015 lom-inet 102. config acl_pattern BlockUdp50015 103. config acl_pattern BlockUdp50015 action block 104. config acl_pattern BlockUdp50015 ipProto UDP 105. config acl_pattern BlockUdp50015 dstPort 50015 ## Create a filter for use in OampRx 106. config acl_filter FipsOampRx Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 34 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 107. config acl_filter FipsOampRx add pattern BlockSsh 1 108. config acl_filter FipsOampRx add pattern BlockHttps 2 109. config acl_filter FipsOampRx add pattern BlockSsh5122 3 110. config acl_filter FipsOampRx add pattern BlockNtp 4 111. config acl_filter FipsOampRx add pattern BlockTcp3082 5 112. config acl_filter FipsOampRx add pattern BlockTcp3083 6 113. config acl_filter FipsOampRx add pattern BlockUdp67 7 114. config acl_filter FipsOampRx add pattern BlockUdp111 8 115. config acl_filter FipsOampRx add pattern BlockTcp111 9 116. config acl_filter FipsOampRx add pattern BlockUdp138 10 117. config acl_filter FipsOampRx add pattern BlockTcp513 11 118. config acl_filter FipsOampRx add pattern BlockUdp514 12 119. config acl_filter FipsOampRx add pattern BlockTcp662 13 120. config acl_filter FipsOampRx add pattern BlockUdp662 14 121. config acl_filter FipsOampRx add pattern BlockTcp892 15 122. config acl_filter FipsOampRx add pattern BlockUdp892 16 123. config acl_filter FipsOampRx add pattern BlockUdp894 17 124. config acl_filter FipsOampRx add pattern BlockUdp895 18 125. config acl_filter FipsOampRx add pattern BlockTcp2049 23 126. config acl_filter FipsOampRx add pattern BlockUdp2049 24 127. config acl_filter FipsOampRx add pattern BlockTcp2607 25 128. config acl_filter FipsOampRx add pattern BlockUdp3084 26 129. config acl_filter FipsOampRx add pattern BlockTcp7000 27 130. config acl_filter FipsOampRx add pattern BlockTcp7162 28 131. config acl_filter FipsOampRx add pattern BlockTcp11222 29 132. config acl_filter FipsOampRx add pattern BlockUdp50015 30 ## Also add back the original default pattern in fips mode at the highest numbered entries 133. config acl_filter FipsOampRx add pattern SysPattern33 247 134. config acl_filter FipsOampRx add pattern SysPattern32 248 135. config acl_filter FipsOampRx add pattern SysPattern31 249 136. config acl_filter FipsOampRx add pattern SysPattern30 250 137. config acl_filter FipsOampRx add pattern SysPattern06 251 138. config acl_filter FipsOampRx add pattern SysPattern05 252 139. config acl_filter FipsOampRx add pattern SysPattern04 253 140. config acl_filter FipsOampRx add pattern SysPattern03 254 141. config acl_filter FipsOampRx add pattern SysPattern02 255 142. config acl_filter FipsOampRx add pattern SysPattern01 256 Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 35 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ## Now remove the binding at oamp // PSS32 143. config acl_port 1/40/oamp rx remove filter // PSS16 144. config acl_port 1/10/oamp rx remove filter // PSS4 145. config acl_port 1/1/oamp rx remove filter // PSS32 146. config acl_port 1/40/oamp rx add filter FipsOampRx enabled //PSS16 147. config acl_port 1/10/oamp rx add filter FipsOampRx enabled //PSS4 148. config acl_port 1/1/oamp rx add filter FipsOampRx enabled 149. // Disable the edit of IP ACL // User may not be able to execute this CLI command if the above execution is performed at network interface related session // such as ssh or webUI. The above rules are blocking https and ssh. #Show ACL CLI commands 150. show acl_default 151. show acl_filter * 152. show acl_pattern * 153. show acl_port * 154. Admin account (Crypto-Officer role) to perform a show status 155. Setup optical service 156. install covers 157. install tamper-resistant seals (see procedure 2 in Appendix A) 3.1.2 Intrusion attempt handling Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 36 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 1830 PSS supports login intrusion attempt handling. After the maximum number of consecutive invalid login attempts for a session has been reached, the system records in the security log the IP address of the source along with the UID and an intrusion transient condition is reported. The paratemeter is settable between 0 and 15 with a default of 3. 3.1.3 Encryption Encryption must be provisioned through the KMT over SNMPv3 connection. The Crypto Officer is responsible for provisioning encryption. Follow procedure in 8DG-61258-GAAA-TUZZA Alcatel-Lucent 1830 Photonic Service Switch (PSS) Release 7.0 Key Management Tool (KMT) Administration Guide 3.1.4 Displaying FIPS mode and state The following commands will display FIPS mode and state; If the 1830 PSS-32 is in FIPS approved mode when executed from the local CIT port as user (admin) during installation. The command and output will be as shown here: # show general detail Name : NE180 System Description : System Description : Alcatel-Lucent 1830 PSS v7.0 SONET ADM NE Description : Location : Contact : S/W Version : 1830PSS-32-2.5-15 Current Date : 1970/01/01 01:06:14 (UTC) System Up Time : 1 hours, 6 minutes, 39.87 seconds Loopback IP Address: 172.16.1.3/32 EC Programmed Capacity: unknown # show admin ui UI: fips # config general fips-squelching Fips Squelch Mode is Enable. Displaying FIPS mode and state from PhM is done on the following PhM Status Screens shown here in figures 10 and 11. PhM SNMPv2c is indicative that the the 1830 PSS is running in FIPS communication mode. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 37 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 10 PhM Screen for Displaying FIPS Communination Mode (SNMPv2c) Figure 11 PhM Screen for Displaying FIPS Squelch Mode Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 38 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 3.1.5 Error States Non-Recoverable Error State An 1830 PSS-32/PSS-16/PSS-4 transitions to the Non-Recoverable Error state when one of the following conditions are met: · Failure of any of the following tests: ­ 1830 PSS-32/PSS-16/PSS-4 power-on and boot time self-tests While an 1830 PSS-32/PSS-16/PSS-4 is in an Non-Recoverable Error state: · All the 1830 PSS-32/PSS-16/PSS-4 transport slots all data output via the data output interfaces on the 1830 PSS-32/PSS-16/PSS-4 is inhibited · A log is generated to notify the user about the reason which caused the node to transition to the error state. Note: Do not attempt to do an upgrade if the 1830 PSS-32/PSS-16/PSS-4 is in the FIPS Error state. The 1830 PSS-32/PSS-16/PSS-4 cannot be considered as operating in a FIPS Approved mode of operation if an upgrade is performed while the 1830 PSS-32/PSS-16/PSS-4 is in the Error state. CR SA 13/05/24 00:13:27 ODU2 FIPSFAILURE 1/7/L1 In FIPS Selftest Squelch 11QPEN4 CR SA 13/05/28 21:07:40 EQPT FIPSSWMISMATCH 1/2 FIPS Software version mismatch Equipment Controller CR SA 13/05/29 17:45:57 EQPT AESFIPSFAILURE 1/2 AES FIPS Failure Equipment Controller 3.2 Initialization of encryption keys 1830 PSS-32/PSS-16/PSS-4 uses Advanced Encryption Standard (AES)-256 keys to encrypt client traffic over the WAN. Encryption keys are zeroized by any of the following actions, resulting in a loss of traffic: Zeroization of passwords and encryption keys are detailed in Table 15 Disabling encryption for a line port. This action zeroizes the encryption key for the port. Decommissioning the system. This action zeroizes all encryption keys on the system. Restoring provisioning data. This action zeroizes all encryption keys on the system. Deprovisioning (deleting) the 11QPEN4. This action zeroizes all encryption keys on the 11QPEN4. Restarting the system or the 11QPEN4 when there are expired encryption keys. This action zeroizes all expired keys on the system or 11QPEN4. Note: Disabling the administrative state of a port does not initialize the encryption key of the port. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 39 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 3.3 Crypto Officer and User Guidance 3.3.1 Authentication modes Local account authentication mode shall be provisioned for access to the 1830 PSS-32/PSS-16/PSS-4 when in FIPS mode. Administrator shall refrain from using RADIUS authentication. 3.3.2 Backups and restores Backups and restores shall not to be performed in FIPS mode. 4. Abbreviations, Terminology and References 4.1 Abbreviations AES Advanced Encryption Standard AGD Assurance Guidance Documents ALC Assurance Life Cycle CIA Confidentiality, Integrity and Availability CC Common Criteria CIT Craft Interface Terminal CLI Command Line Interface COE Central Office Equipment CPE Customer Premises Equipment CT Commercial Temperature DWDM Dense Wavelength Division Multiplexing EC Equipment Controller FC Fibre Channel GE Gigabit Ethernet KAT Known Answer Test KM Key Manager NE Network Element NM Network Manager NOC Network Operations Center OAMP Operations, Administration, Maintenance and Provisoning OTU Optical Transport Unit PhM Photonic Manager PP Protection Profile PSS Photonic Service Switch QPEN Quad Pluggable ENcryption RBAC Role Based Access Control RFS Remote File Server SFR Security Functional Requirement SNMP Simple Network Manager Protocol Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 40 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ST Security Target TOE Target of Evaluation T-ROADM Tunable-Reconfigurable Optical Add/Drop Mulitplexer TSF TOE Security Functions UID User Identifier VOA Variable Optical Attenuator VOIP Voice over Internet Protocol WKAT Well Known Answer Test XFP eXtended Form-factor Pluggable 4.2 Terminology This section contains definitions of technical terms that are used with a meaning specific to this document. 4.3 References FIPS [FIPS 140-2] FIPS PUB 140-2, Security Requirements for Cryptographic Modules, May 25, 2001, CHANGE NOTICES (12-03-2002). http://csrc.nist.gov/publications/fips/fips140-2/fips1402.pdf [FIPS 140-2 DTR] Derived Test Requirements for FIPS PUB 140-2, Security Requirements for Cryptographic Modules, January 4, 2011 Draft. http://csrc.nist.gov/groups/STM/cmvp/documents/fips140-2/fips1402DTR.pdf [FIPS 140-2 IG] Implementation Guidance for FIPS PUB 140-2 and the Cryptographic Module Validation Program, May 2, 2012. http://csrc.nist.gov/groups/STM/cmvp/documents/fips140-2/FIPS1402IG.pdf Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 41 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 5. APPENDIX A- Procedures consistent with Federal Information Processing Standards (FIPS) User Guide and Logbook 8DG-61258-GAAA-TSZZA Issue 1 October 2014 Procedure 1: Install the PSS-4 FIPS Kit (bracket and air baffle) Purpose The Alcatel-Lucent 1830 PSS-4 shelf requires a special bracket and air baffle to be FIPS compliant. The PSS-4 FIPS KIT (3KC-13452-AAAA) is listed in Table 1d, "Shelf Kit for FIPS-PSS-4, 3KC-13453- AAAA" (p. 6). Required equipment The following equipment is required to perform this procedure: PSS-4 FIPS KIT: 3KC-13452-AAAA. The kit includes: ­ PSS-4 FIPS bracket ­ PSS-4 FIPS air baffle ­ Six countersunk (CSK) M3x6 screws ­ Two PAN (Pan head) M2.5x6 screws ED 4 Shelf (Shelf, BP, Shelf ID, Dust Filter): 3KC-12960-AAAD Steps ................................................................................................................................................................................................... 1 Attach the PSS-4 FIPS bracket to the Alcatel-Lucent 1830 PSS-4 shelf using four CSK screws. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 42 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 11 PSS-4 FIPS bracket ................................................................................................................................................................................................... 2 Remove the two screws on the Alcatel-Lucent 1830 PSS-4 shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 43 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 12 Alcatel-Lucent 1830 PSS-4 shelf screws ................................................................................................................................................................................................... 3 Install PSS-4 FIPS air baffle on the Alcatel-Lucent 1830 PSS-4 shelf using two CSK screws and two PAN screws. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 44 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 13 PSS-4 FIPS air baffle ................................................................................................................................................................................................... 4 Refer to the Alcatel-Lucent 1830 Photonic Service Switch 4 (PSS-4) Release 7.0 Installation and System Turn-Up Guide and Procedure 3: "Provision the shelf for FIPS mode" (p. 55) to complete installation and FIPS mode provisioning. E N D O F S..T E..P S .................... ... ........................................................................................................................................................................ Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 45 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Procedure 2: Install the tamper-evident labels Purpose Use this procedure to provision to install the tamper-evident labels on a Alcatel-Lucent 1830 PSS-4, Alcatel-Lucent 1830 PSS-16, and Alcatel-Lucent 1830 PSS-32. Seal the systems only after you are sure that no additional provisioning/debugging is required. The tamper seals are provided in the Security Label Kit (8DG-6509-AAAA), which is a component of Shelf FIPS Kit: (3KC- 13453-AAAA) Steps ................................................................................................................................................................................................... 1 When applying tamper-evident labels, ensure that the surface temperature to be sealed is be a minimum of +10°F. ................................................................................................................................................................................................... 2 Ensure that the surface to be sealed is dry. Moisture of any kind can cause a problem. Wipe the area with a clean paper towel. ................................................................................................................................................................................................... 3 Ensure that the surface to be sealed is clean. Wipe the area with a clean cloth or paper towel to remove any dust or other loose particles. ................................................................................................................................................................................................... 4 If there are possible chemical contaminants (oil, lubricants, release agents, etc), clean the surface with 100% iso-propyl alcohol. Wipe the alcohol dry with clean dry cloth or paper towel. Note: Avoid using rubbing alcohol; it can leave an oily coating that will interfere with adhesion of the label. ................................................................................................................................................................................................... 5 Installed tamper-evident labels shall be cured for 24 hours. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 46 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ................................................................................................................................................................................................... 6 Proceed to the appropriate procedure to install the tamper-evident labels: Procedure 2.1: "Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-4" (p. 67) Procedure 2.2: "Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-16" (p. 71) Procedure 2.3: "Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-32" (p. 76) E N D O F S..T E..P S .................... ... ........................................................................................................................................................................ Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 47 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Procedure 2.1: Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-4 Purpose Use this procedure to provision to install the tamper-evident labels on a Alcatel-Lucent 1830 PSS-4. Seal the system only after you are sure that no additional provisioning/debugging is required. Steps ................................................................................................................................................................................................... 1 Install the 9 tamper-evident labels to seal the Alcatel-Lucent 1830 PSS-4 shelf. Table 28 Alcatel-Lucent 1830 PSS-4 shelf label locations Location Action Reference 1 Place label 1 over the screws that Figure 11, "Left of Alcatel-Lucent affix the air baffle to the bracket. 1830 PSS-4 shelf" (p. 68) 2 Place label 2 to seal EC pack. 3 Place label 3 over the mounting screw that affixes the air baffle to the shelf. 4 Place labels 4 and 5 to seal each of Figure 12, "Front of Alcatel-Lucent 5 the two the power filters. 1830 PSS-4 shelf" (p. 69) 6 Place label 6 to seal the fan tray and air filter. 7 Place label 7 to seal the 11QPEN4 Figure 13, "11QPEN4 and blank pack. pack in Alcatel-Lucent 1830 PSS-4 8 Place label 8 to seal the blank pack. shelf" (p. 69) 9 Place label 9 over the screw on the Figure 14, "Right of Alcatel-Lucent right side of the shelf. 1830 PSS-4 shelf" (p. 70) Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 48 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ................................................................................................................................................................................................... 2 Place label 1 over the screws that affix the air baffle to the bracket. Place label 2 to seal EC pack. Place label 3 over the screw of the air baffle. Figure 11 Left of Alcatel-Lucent 1830 PSS-4 shelf ................................................................................................................................................................................................... 3 Place labels 4 and 5 to seal each of the two the power filters. Place label 6 to seal the fan tray and air filter. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 49 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 12 Front of Alcatel-Lucent 1830 PSS-4 shelf ................................................................................................................................................................................................... 4 Place label 7 to seal the 11QPEN4 pack. Place label 8 to seal the blank pack. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 50 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 13 11QPEN4 and blank pack in Alcatel-Lucent 1830 PSS-4 shelf ................................................................................................................................................................................................... 5 Place label 9 over the screw on the right side of the shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 51 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 14 Right of Alcatel-Lucent 1830 PSS-4 shelf ................................................................................................................................................................................................... 6 The crypotographic boundary of the Alcatel-Lucent 1830 PSS-4 shelf is now sealed E N D O F S..T E..P S .................... ... ........................................................................................................................................................................ Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 52 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Procedure 2.2: Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-16 Purpose Use this procedure to provision to install the tamper-evident labels on a Alcatel-Lucent 1830 PSS-16. Seal the system only after you are sure that no additional provisioning/debugging is required. Steps ................................................................................................................................................................................................... 1 Install the 12 tamper-evident labels to seal the Alcatel-Lucent 1830 PSS-16 shelf. Table 29 Alcatel-Lucent 1830 PSS-16 shelf label locations Location Action Reference 1 Place labels 1­4 vertically over the 4 Figure 15, "Rear of Alcatel-Lucent 2 mounting screws that affix the rear 1830 PSS-16 shelf" (p. 72) cover to the shelf. 3 4 5 Place labels 5 and 6 over the 2 Figure 16, "Right of Alcatel-Lucent mounting screws that affix the shelf 1830 PSS-16 shelf" (p. 73) 6 cover mounting brackets to the shelf. 7 Place labels 7 and 8 over the 2 Figure 17, "Left of Alcatel-Lucent mounting screws that affix the air 1830 PSS-16 shelf" (p. 74) 8 baffle to the shelf. 9 Place labels 9 and 10 over the 2 mounting screws that affix the shelf 10 cover mounting brackets to the shelf. 11 Place labels 11 and 12 over the 2 Figure 18, "Front of Alcatel-Lucent Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 53 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 12 mounting screws that affix the front 1830 PSS-16 shelf" (p. 75) cover to the shelf. ................................................................................................................................................................................................... 2 Place labels 1­4 vertically over the 4 mounting screws that affix the rear cover to the shelf. Figure 15 Rear of Alcatel-Lucent 1830 PSS-16 shelf ................................................................................................................................................................................................... Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 54 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 3 Place labels 5 and 6 over the 2 mounting screws that affix the shelf cover mounting brackets to the shelf. Figure 16 Right of Alcatel-Lucent 1830 PSS-16 shelf ................................................................................................................................................................................................... 4 Place labels 7 and 8 over the 2 mounting screws that affix the air baffle to the shelf. Place labels 9 and 10 over the 2 mounting screws that affix the shelf cover mounting brackets to the shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 55 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 17 Left of Alcatel-Lucent 1830 PSS-16 shelf Note: The yellow section is the exhaust baffle. ................................................................................................................................................................................................... 5 Place labels 11 and 12 over the 2 mounting screws that affix the front cover to the shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 56 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 18 Front of Alcatel-Lucent 1830 PSS-16 shelf ................................................................................................................................................................................................... 6 The crypotographic boundary of the Alcatel-Lucent 1830 PSS-16 shelf is now sealed E N D O F S..T E..P S .................... ... ........................................................................................................................................................................ Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 57 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Procedure 2.3: Install the tamper-evident labels on Alcatel-Lucent 1830 PSS-32 Purpose Use this procedure to provision to install the tamper-evident labels. Seal the system only after you are sure that no additional provisioning/debugging is required. Steps ................................................................................................................................................................................................... 1 Install the 11 tamper-evident labels to seal the Alcatel-Lucent 1830 PSS-32 shelf. Table 30 Alcatel-Lucent 1830 PSS-32 shelf label locations Location Action Reference 1 Place labels 1­4 horizontally over Figure 19, "Rear of Alcatel-Lucent 2 the 4 mounting screws that affix the 1830 PSS-32 shelf" (p. 77) rear cover to the shelf. 3 4 5 Wrap labels 5 and 6 around each of Figure 20, "Bottom of the 2 mounting screws that affix the Alcatel-Lucent 1830 PSS-32 shelf" bottom shelf cover mounting bracket (p. 78) 6 to the shelf. Figure 21, "Close-up of location 5 and 6" (p. 79) 7 Place labels 7 and 8 over the 2 Figure 22, "Left of Alcatel-Lucent mounting screws that affix the top 1830 PSS-32 shelf" (p. 80) 8 cover mounting brackets to the Figure 23, "Close-up of location 7" shelf. (p. 80) 9 Place labels 9 and 10 over the 2 Figure 24, "Front of Alcatel-Lucent mounting screws that affix the front 1830 PSS-32 shelf" (p. 81) 10 cover to the shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 58 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy 11 Place label 11 over one of the two screws that affix the top air exhaust to the shelf. ................................................................................................................................................................................................... 2 Place labels 1­4 horizontally over the 4 mounting screws that affix the rear cover to the shelf. Figure 19 Rear of Alcatel-Lucent 1830 PSS-32 shelf Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 59 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy ................................................................................................................................................................................................... 3 Wrap labels 5 and 6 around each of the 2 mounting screws that affix the bottom shelf cover mounting bracket to the shelf. Figure 21, "Close-up of location 5 and 6" (p. 79) illustrates a close-up view of locations 5 and 6. Figure 21 Close-up of location 5 and 6 ................................................................................................................................................................................................... 4 Place labels 7 and 8 over the 2 mounting screws that affix the top cover mounting Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 60 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy brackets to the shelf. Figure 22, "Left of Alcatel-Lucent 1830 PSS-32 shelf" (p. 80) shows label 7 on the left side of the shelf. Label 8 should be placed on the right side of the shelf in the same position (not shown). Figure 22 Left of Alcatel-Lucent 1830 PSS-32 shelf Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 61 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 23 Close-up of location 7 Note: Two of the three screws should be covered by the label. ................................................................................................................................................................................................... 5 Place labels 9 and 10 over the 2 mounting screws that affix the front cover to the shelf. Place label 11 over one of the two screws that affix the top air exhaust to the shelf. Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 62 of 63 Alcatel-Lucent 1830 PSS FIPS 140-2 Security Policy Figure 24 Front of Alcatel-Lucent 1830 PSS-32 shelf ................................................................................................................................................................................................... 6 The crypotographic boundary of the Alcatel-Lucent 1830 PSS-32 shelf is now sealed. E N D O F S..T E..P S .................... ... ............................... Security Policy Copyright 2015 © Alcatel-Lucent 1.03 July 31, 2015 This document may be freely reproduced and distributed whole and intact including this copyright notice. Page 63 of 63