· 5140 Valid 10 Certificate The Nationallnslilute of Standards The Communications Security and Technology of the United States Establishment or the Government of America of Canada Certificate No. 996 The National Institute of Standards and Technology, as the United States FIPS 140-2 Cryptographic Module Validation Authority; and the Communications Security Establishment, as the Canadian FIPS 140-2 Cryptographic Module Validation Authority; hereby validate the FIPS 140-2 testing results of the Cryptographic Module identified as: Alcatel..Lucent VPN Firewall BricksŪ 150,700 AC and 700 DC by Alcatel-lucen" (When operated in fl P5 mode) in accordance with the Derived Test Requirements for FIPS 140-2, Security Requirements for Cryptographic Modules. FIPS 140-2 specifies the security requirements that are to be satisfied by a cryptographic module utilized within a security system protecting Sensitive Information (United States) or Protected Information (Canada) within computer and telecommunications systems (including voice systems). Products which use the above identified cryptographic module may be labeled as complying with the requirements of FIPS 140-2 so long as the product, throughout its life cycle, continues to use the validated version of the cryptographic module as specified in this certificate. The validation report contains additional details concerning test results. No reliability test has been performed and no warranty of the products by both agencies is either expressed or implied. This certificate includes details on the scope of conformance and validation authority signatures on the reverse. TM: A C&nd,callon Marl< 01 NIST, which doe. nol Imply producl endorsement by NIST, 'he U.S., or Canadian GovernmenTS. · n - -..w. ··- - - - -. . - -·· i FIPS 140-2 provides four increasing, qualitative levels of security: Level 1, Level 2, Level 3, and Level 4. These levels are intended to cover the wide range and potential applications and environments in which cryptographic modules may be employed. The security requirements cover eleven areas related to the secure design and implementation of a cryptographic module. The scope of conformance achieved by the cryptographic modules as tested in the product identified as: A1cale'.Lucent VPN Firewall BrickSŪ 150, 700 AC and 700 DC by Alcafel.Lucent (Hardware Versions.: 150, 700 AC and 700 DC; FJrmware VersJon: 9.1.299; Hardware) Allan Laboratories. NVLAP Lab Code 200492-0 and tested by the Cryptographic Module Testing accredited laboratory: CRYPTIK Version 7.0 is as follows: Cryptographic Module SpecificaUon: Level 2 Cryptographic Module Ports and Interfaces: Level 2 Roles, Services, and Authentication: Level 2 Finite State Model: Level 2 Physical Security: Level 2 Cryptographic Key Management: Level 2 (Multi-Chip Standalone) EMlfEMC: Level 2 Self-Tests: Level 2 Design Assurance: Level 2 Mitigation of Other Attacks: Level N/A Operational Environment: Level N/A tested in the following configuration(s): N/A The following FIPS approved Cryptographic Algorithms are used: AES (Certs. #101, #672 and #747); OSA (Certs. #253 and #256l; HMAC (Carts. #220, #3fi6, #359 and #405): RNG (Cert. #3.91); SHS (Certs. #193, #705, #708 and #762); Triple-DES {Certs. #214, #617, #620 and #664} The cryptographic module also contains the following non-FIPS approved algorithms: ARC4; DES; Diffie-Hellman (key agreement; key establishment methodology provides between 80 and 112 bits of encryption strengfh); EIGamal; MD5; RSA (non-compliant) Overall Level Achieved: 2 Signed on behalf of the Government of Canada Signature: C~ ~ ::s Dated: .,. VA - - - j Dated: AJ1y b+ 1':;Z ( ~0 '6 Director, Industry Program Group Communications Security Establishment Canada